The Oyez Project Virtual Tour of the Supreme Court Building

Abstract

Argument: Monday, November 1, 1999
Decision: Wednesday, February 23, 2000
Issues: Criminal Procedure, Right to Counsel

Advocates

Edward C. DuMont (Argued the cause for the United States, as amicus curiae, by special leave of court, supporting the petitioner)
Quin Denvir (Sacramento, California, argued the cause for the respondent)
Paul E. O'Connor (Sacramento, California argued the cause for the petitioner)

Facts of the Case

Lucio Flores-Ortega, who does not speak English fluently, pleaded guilty to second-degree murder. At his sentencing, the trial judge advised him that he had 60 days to file an appeal. His counsel, a public defender, did not file a notice of appeal in the period set by the court even though her file contained the words "bring appeal papers." Flores-Ortega's subsequent attempt to file such notice was rejected as untimely. Flores-Ortega's efforts to secure state habeas corpus relief were unsuccessful. Represented by a federal defender, Flores-Ortega then filed a federal habeas corpus petition, alleging constitutionally ineffective assistance of counsel based his counsel's failure to file the notice after promising to do so. The District Court denied relief. In reversing, the Court of Appeals found that Flores-Ortega was entitled to relief because, under its precedent, a habeas petitioner need only show that his counsel's failure to file a notice of appeal was without the petitioner's consent.

Question

Does trial counsel have a duty to file a notice of appeal following a guilty plea if the defendant has not requested so, but has been informed of his appeal rights?

Conclusion

No. In a 6-3 opinion delivered by Justice Sandra Day O'Connor, the Court held that counsel is not always required to file a notice of appeal after their clients plead guilty unless the clients specifically ask them to so. "We cannot say, as a constitutional matter, that in every case counsel's failure to consult with the defendant about an appeal is necessarily unreasonable and therefore deficient," Justice O'Connor wrote for the majority. "We therefore reject a bright-line rule that counsel must always consult with the defendant regarding an appeal," concluded Justice O'Connor. In dissent, Justice David Souter, joined by Justices Ruth Bader Ginsburg and John Paul Stevens, wrote that attorneys should be required to consult with their clients about possible appeals in virtually all cases, even those in which the defendants plead guilty.

Supreme Court Justice Opinions and Votes (by Seniority)

Sort by Ideology
(More information here)
Decision: 6 votes for Roe, 3 vote(s) against
Legal Provision: Right to Counsel
Voted with the majority
Rehnquist
Voted with the minority, joined Souter's dissent
Stevens
Wrote the majority opinion
O'Connor
Voted with the majority
Scalia
Voted with the majority
Kennedy
Wrote a dissent
Souter
Voted with the majority
Thomas
Wrote a dissent, joined Souter's dissent
Ginsburg
Wrote a regular concurrence
Breyer
Full Opinion by Justice Sandra Day O'Connor

Cite this page

The Oyez Project, Roe v. Flores-Ortega, 528 U.S. 470 (2000),
available at: <http://www.oyez.org/cases/1990-1999/1999/1999_98_1441/>
(last visited ).