The Oyez Project Virtual Tour of the Supreme Court Building

Abstract

Oral Argument: Monday, April 20, 1998
Decision: Thursday, June 25, 1998
Issues: Criminal Procedure, Self-Incrimination, Immunity from Prosecution

Advocates

Ivars Berzins (Argued the cause for the respondent)
Michael R. Dreeben (Argued the cause for the petitioner)

Facts of the Case

Aloyzas Balsys was subpoenaed by the Justice Department's Office of Special Investigations (OSI) to testify about his wartime activities between 1940 and 1944 and his subsequent immigration to the United States. Fearing prosecution by a foreign nation, Balsys refused the subpoena by claiming his Fifth Amendment privilege against self-incrimination. On appeal from an appellate court's reversal of a district court ruling granting OSI's subpoena enforcement petition, the Supreme Court granted the United States certiorari.

Question

Is fear of foreign prosecution sufficient grounds to justify the invocation of the Firth Amendment privilege against self-incrimination?

Conclusion

No. In a 7-to-2 decision, the Court held that although resident aliens are entitled to the same Fifth Amendment protections as citizen "persons" the risk of their deportation is not sufficient to sustain a self-incrimination privilege intended to apply only to the United States government. The Court explained that since the Fifth Amendment does not bind foreign governments, and that would not be subject to domestic enforcement of immunity-for-testimony deals, one could not assert a self-incrimination protection against possible prosecution at their hands.

Supreme Court Justice Opinions and Votes (by Seniority)

Sort by Ideology
(More information here)
Full Opinion: Criminal Procedure, Self-Incrimination, Immunity from Prosecution: 7 - 2
Voted with the majority, joined Souter's opinion
Rehnquist
Voted with the majority, authored a concurrence
Stevens
Voted with the majority, joined Souter's opinion
O'Connor
Voted with the majority, joined Souter's opinion
Scalia
Voted with the majority, joined Souter's opinion
Kennedy
Voted with the majority, authored an opinion
Souter
Voted with the majority, joined Souter's opinion
Thomas
Voted with the minority, authored a dissent, joined Breyer's dissent
Ginsburg
Voted with the minority, authored a dissent
Breyer

Cite this page

The Oyez Project, United States v. Balsys, 524 U.S. 666 (1998),
available at: <http://www.oyez.org/cases/1990-1999/1997/1997_97_873/>
(last visited ).