Miller-El v. Dretke - Oral Argument

Argument of Seth P. Waxman

Justice Stevens: We'll hear argument now in the case of Miller-El against Dretke.

Mr. Waxman.

Mr. Waxman: Justice Stevens, and may it please the Court:

In Hernandez v. New York, this Court explained that there are exceptional cases in which the totality of evidence surrounding jury selection is so strong that a finding of no discrimination is simply too incredible to be accepted by this Court.

This is that exceptional case, a case in which even on collateral review, the sheer weight of the mutually reinforcing evidence renders objectively unreasonable the State court's conclusion that race did not motivate even one of the prosecution's peremptory strikes.

Justice O'Connor: Do we have to find that the strike of at least one African American prospective juror was race-based for you to prevail?

Mr. Waxman: I believe so.

You have to find, Justice O'Connor, that race was the but-for factor or the tipping factor, not the only factor, but the but-for factor for at least one to come within the four corners of Batson.

Now, I could argue I think, if I needed to in this case, that the jury shuffle evidence alone, which is an unexplained, blatantly race-based means of racially excluding jurors from the venire, comes within Batson, the Batson proscription itself, or I could argue that case too.

Justice Kennedy: Were there any... were there any State decisions, or Federal court decisions for that matter, justifying the shuffle on the grounds of... I don't know... professional class versus working class or something like that?

Mr. Waxman: The State has in its brief in this case, on this trip to the Court... the State has cited the Court to one other case in which the Court of Criminal Appeals acknowledged the State's justification in that case, that it shuffled because there was a member of the probation office in the front row that they didn't want to embarrass and that jurors in the front had tended more to have ties than jurors in the back.

That is... that was never claimed in this case.

We have, from the very--

Justice Kennedy: Were there... were there any State court cases said that... or even in that case you're referring to... that the shuffle usually is race-based?

Mr. Waxman: --You know, I can't... the case is called Ladd v. State.

There is... there's some... now some reasonably substantial Law Review commentary in the State of Texas.

I cited the Court to... to one in the Houston Law Review or the Houston Bar Review when I was here last time, and there has since been one in the St. Mary's Law Review that says this is a procedure that is used to discriminate on the basis of visual preference.

And what's particularly interesting about it in this case is there was a contemporaneous objection in week 2 and week 3 and week 4 that the State was doing this based on race, and the State offered no defense at the time.

It offered no defense in the subsequent Batson hearing.

It had no explanation before the magistrate, the district judge, the Fifth Circuit, in this Court or below, and now in this Court this time it says, well, there's this other case in which the reason given was that we didn't want to embarrass the probation officer and we didn't... and we had people who had ties in the front row.

There is no evidence whatsoever in the record that would justify those excuses here.

And the evidence in the... the only evidence in the record that seems to me compels the conclusion that this was done for the deliberate purpose of minimizing the number of African Americans on the jury.

And it was done by prosecutors, each of whom... there were two prosecutors in this case, each of whom was found to have violated Batson in criminal... other criminal trials contemporaneous with this one.

And--

Justice Ginsburg: And the... and the Fifth Circuit's answer to the jury shuffle was, well, the defense shuffled more times, as I--

Mr. Waxman: --The Fifth--

Justice Ginsburg: --as I recall.

Mr. Waxman: --The... the Fifth Circuit said that we... that they shuffled twice and we shuffled five times.

Now, that is both factually wrong and legally irrelevant.

They shuffled three times and they tried to shuffle a four times... a fourth time because, the Court will perhaps recall... this was discussed in the Court's last opinion... because they waived in the fourth week.

The defense shuffled... the defense then shuffled and they tried to come in and back... back and shuffle again when a number of African Americans were advanced in the order.

There... under this Court's Batson jurisprudence, the proscription against using peremptory strikes for a racial purpose or a gender-based purpose is proscribed to the defense, as well as the prosecution, but there... the one doesn't excuse the other, and there has never been a claim, nor is there a factual predicate laid in this case for a claim, that Mr. Miller-El's trial lawyers were doing the same.

Even if it were true, it would not justify what they did.

Now--

Justice Kennedy: If... if we find or if there is a finding that the... that the attempted shuffle on this fifth try was race-based, does that win your case, even though the shuffle didn't take place?

Mr. Waxman: --Well, it was the--

Justice Kennedy: I mean, does it show the necessary animus so that it carries through the whole case?

Mr. Waxman: --I think, if I needed to... I mean, we... we've argued that the shuffle, just like the race coding of the cards in the pre-Batson era, the disparate questioning on minimum punishment and the graphic script, all reinforce what we think the record shows with respect to each of the six peremptory strikes that we challenge--

But if we didn't have that, Justice Kennedy, I would be here arguing that if I could show a single strike that was made for the purpose of eliminating African Americans from being considered for jury service, that that ought to come within this Court's proscription of Batson.

Now, we haven't made that freestanding claim because I don't think we need that freestanding claim.

The jury shuffle is a practice that exists only in the State of Texas and, to my understanding, has ever existed only in the State of Texas.

So it's a... it's a very peculiar phenomenon, but I think I could make the argument that, look, even if there weren't any of these six... let's say they shuffled it so successfully that no African Americans came up.

There simply were no African Americans out of the 108 who were questioned.

It seems to me that that in and of itself would violate at least a generous reading of Batson.

Justice Scalia: Mr. Waxman, we really have to examine your... you know, your allegations, I suppose, one at a time.

It makes it a very complicated case.

The... the State's response to... to your argument that two of... of the State's attorneys involved in this case had been found to have made racially based strikes in the past... the State's response to that is that that was not part of the evidence presented in State court, and therefore, it... it is not a proper consideration in reviewing the State court decision.

What... what is your response to that?

Mr. Waxman: I think that's wrong.

I think it's wrong, first of all, because those two cases had been decided by the Court of Criminal Appeals at the time it considered the Batson claim in this case.

Justice Scalia: Was it brought to the attention of the court?

Mr. Waxman: I... I am not sure.

I don't have the... neither the transcript nor the briefs are available for that argument.

But it's... the court... they are judicial decisions of that court.

The Court can take judicial notice of them and they are evidence.

Justice Scalia: Oh, my.

You mean anything out there that... that a court could take judicial notice of can be... can be charged to the court?

My goodness, no.

I think it was the burden of the... of the defendant challenging the... the strikes to bring... bring that to the attention of the court.

My goodness.

Mr. Waxman: Even... I understand your argument.

I can't tell you for sure... and I don't believe anybody can... whether those cases were or weren't argued before the Texas Court of Criminal Appeals because my understanding is... I don't... I have not seen the briefs that were filed in the Batson appeal, and I don't have the transcript of the argument.

Justice Souter: Were... were both of the cases cases of the Texas Court of Criminal Appeals?

Mr. Waxman: Yes, yes.

Justice Souter: Decided by the court... the Texas Court of Criminal Appeals.

Mr. Waxman: Yes.

The... the very same court.

And in any event--

Justice Kennedy: Well, now, Nelson... there's Macaluso?

Mr. Waxman: --Macaluso.

Justice Kennedy: Macaluso and Nelson.

Nelson wasn't involved in the jury selection in this case, was he?

He came in--

Mr. Waxman: He certainly was.

Justice Kennedy: --I thought he came in after... after the jury had been selected.

Mr. Waxman: No.

That was Mr. Kinne had the chickenpox, so the jury was... the... the voir dire took place.

Mr. Macaluso and Mr. Nelson alternated the voir dire examination in the case, and those were the two prosecutors, Mr. Macaluso in the other Miller-El... in the Chambers case and Mr. Nelson in Mrs. Miller-El's case.

And interestingly, what the Texas Court of Criminal Appeals said with respect to Mr. Macaluso in the Chambers case is not only that he removed five out of five African Americans for reasons that violate Batson, but the Texas Court of Criminal Appeals also noted that he was using the same minimum punishment ploy that he used in this case in order to disqualify African American jurors.

He... the court actually goes and says, you know, with three of these people, the State tried to disqualify them by asking them an open-ended question about what they thought the minimum punishment should be even though that's usually what the defense is concerned about.

Precisely what happened in this case.

Now, I'm not suggesting, Justice Scalia, that our case depends upon the... this 404(b) evidence or not, and I think it's quite--

Justice Scalia: I mean, that's the problem.

We've got to go through each one of them one by one.

Mr. Waxman: --Well, I--

Justice Scalia: And... and I'm... you know, I don't remember the names of people involved in... in prior cases in this Court.

I... I... you know, if we said--

Mr. Waxman: --Justice--

Justice Scalia: --you had this same officer before you, my goodness, I... I wouldn't remember it.

Mr. Waxman: --Justice Scalia, a... first of all, these... each of these cases was tried within months of Mr. Miller-El's case, and a finding by a... the State's highest court that a prosecutor has engaged in intentional, deliberate, race discrimination in the selection of a jury I respectfully submit... I certainly hope is not the kind of everyday finding that is easily forgotten.

But in any event, you... yes.

You have to go through all of the evidence in the case, and what the evidence in the case shows is that, first of all, as this Court observed the last time it was here, the State's proper race-neutral rationales for striking African American jurors pertains just as well to white jurors who were not challenged and who did serve.

It's... you also have to look at the race-coding of the cards, race-coding that was done by prosecutors whom this Court observed last time were trained in an office culture suffused with bias against African Americans in jury selection.

And you also have to look at, with respect, the remarkable disparity in the way in which African American and white venire members were questioned, both with respect to minimum punishment--

Justice Stevens: May I--

Mr. Waxman: --and with respect to the graphic script.

Justice Stevens: --May I ask on the minimum punishment ploy?

Did that ever work in this case or did any of... of the trial judges ever grant a... a challenge for cause on the basis of the use of the minimum punishment ploy?

Mr. Waxman: Well, I can't speak to other cases.

But what's truly remarkable about this case... I mean, there are many things that are truly remarkable about this case... the State not only used this minimum punishment ploy with 90... 7 out of 8 of the African Americans, as opposed to only 2 out of 36 of the whites, but it actually tried to remove 2 of the African Americans in this case: Rand and Kennedy.

It submitted them for cause based on their answers to those questions.

And then interestingly, when that was denied and the State had to justify its... to provide its race-neutral reasons for striking them, it didn't even mention it.

Justice Scalia: Their response--

Justice Stevens: But you... you haven't really answered my question yet.

Mr. Waxman: Oh, I'm sorry.

Justice Stevens: Does any... did any Texas trial judge, to your knowledge, ever fall for this ploy, ever grant a... a challenge for cause based on answers to the minimum punishment harangue?

Mr. Waxman: I... I would defer to Ms. Bunn about that because I don't know about other cases, but--

Justice Stevens: I didn't see any in this case.

Mr. Waxman: --Well, what happened in this case was there was an effort to rehabilitate.

The trial judge actually became quite energetic in trying to explain to the juror that, well, it's 5 years and you're not saying that you couldn't possibly consider 5 years.

But... and that was true with respect to white jurors as well as African American jurors.

Justice Scalia: --The respondent's reply to this... this minimal punishment argument is that in fact the... the two white prospective jurors who had... who had expressed antagonism towards the death penalty were subjected to the same questioning, and that the seven out of eight black prospective were seven who had expressed antagonism to the death penalty.

Now, is that not true?

Mr. Waxman: I think that if I... I believe that with respect to minimum punishment, as opposed to the graphic script, what the State is saying is last time we said there were 10 whites and 10 blacks who expressed hesitation.

And this Court observed that, well, yes, but only two of the whites got it.

Now, they filed a brief that says, well, the other eight were all either struck for cause or by consent.

Now, that's... that fails for at least two reasons.

One, they identified 10.

In this Court and below, we identified 19 jurors who absolutely expressed hesitation about the death penalty, and they have still not accounted for them.

Number one.

Number two, with respect to the eight who they have accounted for in their brief, the fact that at the very end of voir dire, they were struck for cause, or there was an agreement at the end of voir dire to remove them hardly provides a reason not to give the minimum punishment ploy to jurors who fit the categorization that the State has described.

Justice Scalia: Well, we have to go through each one of them and see if the degree of hostility expressed by the white jurors was the same as the degree of hostility expressed by the black jurors.

And in fact, the degree of hostility by the black jurors was quite high.

Mr. Waxman: Well--

Justice Scalia: One said I really don't believe in it.

I support it only in extreme cases, such as those involving mass killings or mutilation.

And another one... another one said, well, right now maybe I do, but who knows later?

Mr. Waxman: --I--

Justice Scalia: Now, if... if there happens to be a different attitude towards the death penalty among the black jurors than there is among the white jurors, you cannot fault the... the attorneys for... for striking more of the black jurors.

Mr. Waxman: --Justice Scalia, in the context of all of this other evidence, which is the context in which you need to weigh it and determine whether we have satisfied the stringent standard for review that applies, I respectfully submit that if you go through the... the voir dire questioning of Mr. Fields and Mr. Warren and Mr. Rand and the others that we've mentioned, and compare it, even leaving aside all of the other evidence, contemporaneous evidence, of race discrimination in the jury selection in this case, I think you will have to come to the conclusion that race was a but-for factor in these cases.

In Mr. Fields... we've... we've mentioned him in our... we've described him at length in our brief.

This is a man whom... I mean, forget the... the State on its questionnaire at the time, on page 14 of the joint lodging, wrote, quote, no reservations against the death penalty.

Mr. Rand, who we've compared and... and your concurring opinion, Justice Scalia, the last time it was here said, well, yes, Rand and Mazza are very close, but it's a high burden you have to... you have to overcome here.

It's a burden we can overcome here not only because of all of this other evidence, but because of what the State wrote on the questionnaire when Mr. Rand was being examined, page 30 of the joint lodging.

This is the State's notes.

Quote: could be enforced depending on the circumstances.

Murder/robbery, type of offense.

Think proper for death penalty.

Yes, I can serve.

This is a... this is a venireman who said that if he were Governor, he would set the minimum punishment for murder at 99 years.

Mr. Fields was--

Justice Scalia: Well, now, wait.

He also said... when asked whether he could vote to impose the death penalty, he said, right now I say I can, but tomorrow I might not.

Mr. Waxman: --He said--

Justice Scalia: Do you think that's a strong--

Mr. Waxman: --I'm... I'm not sure whether that's Rand or Warren, but I'm saying that if you compare Mr. Rand who thought that the death penalty might be applicable for all murder, who repeatedly... in our reply brief, we include the... the recitation... repeatedly said over and over and over and over again that he would answer the three questions yes, depending on the evidence, without any regard for his view about the death penalty, who testified that... I'm not saying that this is somebody whom, if this were a case in which there was nothing in this... we were just before this Court saying there's Rand and Mazza or there's Rand and Hearn and that's enough to satisfy our burden, I would be up here arguing it but it would be a much more difficult argument.

Here, those... that comparison has to be taken in the context of not one, not two, but six jurors who are similarly situated who were treated to this questioning by people who engaged in racially disparate shuffling, racially disparate questioning--

Justice Ginsburg: Well, that's the question.

Justice Scalia: --We have to deal with each of the six one by one, and... and they have arguments with respect to each of them.

I don't care what Rand said.

Those things that you said sounded very good.

But if he finishes it off by saying, right now I say that, but tomorrow I might not--

Mr. Waxman: --Well, I--

Justice Scalia: --that doesn't strike me... and that... that's what respondent says Rand said, not... not one of the other ones.

And you have to go down each of the other six, and they have a response for each one.

Mr. Waxman: --And if this--

Justice Scalia: I mean, and... and, you know, a buckshot attack on it has to be examined pellet by pellet.

Mr. Waxman: --Justice... let me... let me switch your metaphor a little.

The problem with the State's approach to this case... and it was the problem that... of the Fifth Circuit's analysis... is it is pointillistic.

It is an analysis.

It's like walking up close to a Seurat painting and looking at each dot and saying, well, it's red, but that might not necessarily be the handbag.

Yes, you have... I mean, he had to paint with the dots, but as a reviewing court, you need to step back and look at this and ask yourself, with respect to, for example, Mr. Fields, who said not only would he have no hesitation about putting the death penalty in place, but he actually testified that he thought that in capital cases, the State was God's embodiment on earth.

Justice Kennedy: Suppose that you have 10 white jurors and 10 black jurors.

The 10 black jurors are all questioned much more extensively by the State, and in each of those cases, there is a plausible reason for excusing.

A relative was... served time and so forth.

Violation?

Mr. Waxman: All in and of itself?

I would say definitely not.

I... I mean--

Justice Kennedy: So... so then you admit that you have to go one by one.

I had thought you would... would have said that if the black jurors are questioned in a different way and more intensively, that alone suffices even though the questioning in each case disclosed the basis, plausible, non-racial basis--

Mr. Waxman: --No, I would give--

Justice Kennedy: --for excusing them.

Mr. Waxman: --I would give you a different answer, Justice Kennedy, if it's the jury shuffle because there's no plausible explanation available on the evidence in this case.

If there is a plausible explanation for disparate questioning, which there is not in the statistics in this case, I wouldn't be arguing that that in and of itself, leaving aside individual, you know, side-by-side juror comparisons, would suffice.

But here, we have, in addition to the disparate questioning that is not susceptible to a race-neutral explanation... we have things like the prosecutor's own notations in the... in the questionnaires.

Justice Ginsburg: Mr. Waxman, you were dealing with Fields, and the answer in Fields' case that the prosecution gives is he had a strong feeling about rehabilitation, and so he was... he thought that everyone could rehabilitated... rehabilitated.

So that shows he... he wasn't like others who didn't entertain those doubts about rehabilitation.

Mr. Waxman: Yes, Justice... Justice Ginsburg.

He... he expressed an opinion that he thought that people could be rehabilitated, not as strong as those opinions by juror... white Juror Hearn and white Juror Duke who sat.

But in Fields' case, he was absolutely unequivocal... I'm... I'm referring the Court to page 185 of the joint appendix... absolutely unequivocal that the ability or propensity for rehabilitation would not affect his willingness to... to put in the death penalty.

I believe in the dissenting and concurring opinions in this case last time with respect to Mr. Fields, it was pointed out that he was a supporter of the death penalty who could put in the death penalty.

And what's interesting about Fields is if you look at the transcript pages where the prosecutor justifies the strike, on page 197 of the joint appendix, the prosecutor says, well, he was... he... he... I... he... he said something about rehabilitation, and it goes on.

And then two pages later... they have a discussion about something... a discussion about which questionnaires will or won't go into evidence.

Two pages later, Mr. Nelson comes in and says, oh, yes, and he also had a brother who had had some involvement with law enforcement.

Well, to say that that's an afterthought is really saying something.

He wasn't questioned about it, as... as neither were... by the State, as neither were any of the four white jurors who sat who had family members who had been arrested or prosecuted.

They didn't even ask these questions.

May I reserve the balance of my--

Justice O'Connor: Was there any evidence that the jury cards in this... in the actual trial were marked or noted on the basis of race?

Mr. Waxman: --Oh, absolutely.

Justice O'Connor: Where do we find that evidence?

Mr. Waxman: The... the juror cards are in the joint lodging beginning on page 82, and every single card lists the gender and race, even the cards as to jurors that they never questioned.

So we know that these were notations that were placed on the cards by the prosecutors at the time the venires were called.

And the interesting thing about these is it's not just race and gender, it's were they fat, did they have a beard, did they have a mustache.

If you map up what's noted on these cards with the Sparling training manual that said don't take minorities, don't take Jews, don't take women, don't take fat people... people who have mustaches and beards don't make good jurors.

It's... these prosecutors were not only trained by that manual, they learned their lesson very well.

May--

Justice Scalia: All of those things are okay, right, except the race one.

Mr. Waxman: --Well, I--

Justice Scalia: I mean, maybe their right about beards and mustaches.

Mr. Waxman: --We know that--

Justice Scalia: I don't know.

If they're right, good for them.

Right?

You... you... they ought to strike them.

Mr. Waxman: --I... we're not here... if this were gender or race, this Court has said that can't be the but-for reason.

Mustaches, overweight, you know, go with God.

May I... may I reserve the balance of my time?

Justice Stevens: Yes, by all means.

Mr. Waxman: Thank you.

Justice Stevens: Ms. Bunn.

Argument of Gena A. Bunn

Mr. Bunn: Justice Stevens, and may it please the Court:

The big picture.

The majority of African Americans summoned for jury duty in this case were either opposed to the death penalty generally or unwilling to impose it, while the majority of white jurors had no qualms about the death penalty.

Striking prospective jurors based on their case-related views which, after the fact, correlate with race is not unconstitutional.

Essentially, though Miller-El has presented this case as one of disparate treatment, it is actually one of disparate impact.

I will discuss first--

Justice Kennedy: Would... would the statement that you gave... let's assume there was a... a working premise that blacks were more... were less inclined to impose the death penalty.

Would that alone justify more intensive questioning of every black juror?

Mr. Bunn: --No, Your Honor, it would not.

And the record in this case actually does not support that that... does not support a proposition that black jurors were questioned differently.

Most significantly, the minimum... the questioning on the graphic script.

Of the six challenged jurors in this case, only two received the graphic... graphic script at the outset of their voir dire, Carrol Boggess and... and Wayman Kennedy, both of whom had answered the questions in their juror questionnaire indicating ambiguity regarding their views on the death penalty regarding their support for the death penalty.

This fact--

Justice Breyer: Now... now, as I understand it, this case was here before.

We all read this and we went through it, and as a result of that, I... if I read the opinion... not the dissent, but the majority opinion... and it might be in my interest if people followed dissents more, but I think the law is we follow the majority opinion.

So when I read the majority opinion, I read, number one, there was history in this county, at least 7 years earlier though, where they actually had a booklet which said let's keep all the African Americans out, here's how you do it.

Then you had jury shuffling, which were two instances.

In one of them, there are like 40 people.

In my mind, you know, we have rows.

In row 1 there are four black jurors and six white; row 2, three black and seven white; row 3, two black and in the last row one black, and the prosecution says, hey, let's shuffle it.

All right?

And the other time he did it, the only other time... it wasn't quite that bad... the same idea.

Then the third thing that comes up is you find instances here... not everyone, absolutely right... but instances where black people who seemed really for the death penalty, say, like Mr. Fields manages to get knocked off, but Mrs. Mazza who seems quite uncertain is kept on.

And then we have this disparate questioning that you're about to mention where it just turns out that almost every black is given this really... you know, bring them in a gurney, put... put... you know, real graphic description of the death penalty, and white people who also expressed hesitation aren't.

Okay?

So on the basis of that, the majority writes there is, indeed, a strong suspicion here that this was discrimination.

So I want to ask you... and if I were to write something like that... I didn't write the words, but I would mean, well, I think that's what it is unless there's something later on that comes out to the contrary.

So I'm asking you what was to the contrary.

What came out in this Fifth Circuit that we didn't have in front of us the last time?

Mr. Bunn: --Your Honor, the first time before this Court, the issue was whether, based on a threshold examination of the record--

Justice Breyer: I know that was the issue, but I'm saying if I read the opinion to say... now, maybe you'll tell me I shouldn't.

We should just go back and redo what we did.

But I'm reading the opinion to say, well, unless something changes here, this is bad.

It's discriminatory.

Now, you can tell me, one, I'm wrong to read the opinion that way.

I got that argument.

But I want to be sure that that's what's in front of me.

So I want to know is there something different in the Fifth Circuit that wasn't here the first time.

Mr. Bunn: --Your Honor, I believe the most... the most important difference in the review of this Court the last time and the review of this... of the Court this time is that the Court did take a big-picture look at all of the pieces of evidence, but at this point, as the court of appeals did and as this... as this Court must do now, it must go, as Justice Scalia mentioned, juror by juror, the jurors who were challenged.

Miller-El--

Justice Scalia: We only speak to the issues before us, don't we?

And the issue before us last time was not the issue before us here.

It was simply whether there was enough evidence to require the issuance of a COA.

Isn't that right?

Mr. Bunn: --That is correct.

Justice Breyer: Right.

That's why I asked.

Justice Scalia: And that's a good deal different.

Whatever the majority might have said about other issues, it certainly was not binding on the court of appeals, was it?

Mr. Bunn: No, Your Honor.

Justice Stevens: I hate to say this--

Justice Breyer: So that must be a different question--

Justice Stevens: --to my colleagues, but I'm very much interested in hearing what Ms. Bunn has to say.

Justice Breyer: --because that wasn't the one I asked.

The one I wanted answered was the question of I understand that point, which we could say it was definitely not definite the last time.

I'm asking you... it's a serious question... as whether there was something new or different that came up when the Fifth Circuit wrote this.

Now, I gathered from your answer, it might be yes, and if the answer is yes, I want you to say what it is because I'm interested.

Mr. Bunn: Yes, Your Honor, there was additional analysis, particularly of the six jurors Miller-El claims were discriminated against, which this Court did not review the first... in its first opinion specifically.

And a review of Miller-El's purposeful discrimination claim must focus on these six jurors.

And given the... the views expressed by these six veniremen, it is no surprise that prosecutors struck them.

Each venire member peremptorily struck by the State had voiced views unfavorable to the State but were not subject to a challenge for cause.

These reasons are race-neutral, case-related, and supported by the record, in fact, supported by the very words that the jurors uttered.

Carrol Boggess indicated that her beliefs... on the questionnaire indicated her beliefs would impair... would impair her ability to impose the death penalty as a juror.

She referred to her... an execution as a murder during her voir dire and other comments evincing hesitance regarding her ability to impose the death penalty.

Justice Stevens: May I ask you this?

There are two questions just generally.

One, I'm curious about the answer to my question to... to Mr. Waxman.

Did the minimum punishment ploy ever work?

Did it ever succeed in getting a challenge for cause granted?

Mr. Bunn: Your Honor, there are other cases that I'm aware of in Texas where the State did challenge jurors on this basis.

Whether there was any questioning... any difference in questioning, I don't know.

It's not apparent from the records.

Justice Stevens: But have... and the challenges were granted?

Mr. Bunn: Yes, Your Honor.

Justice Stevens: Of course, none of them were granted in this case.

Is that right?

Mr. Bunn: That's correct.

Justice Stevens: So it... it was true that this was... was a ploy adopted for the purpose of trying to make it unnecessary to use a... a peremptory challenge.

Mr. Bunn: Yes, Your Honor.

Yes, Your Honor, that is right.

Justice Stevens: And do you defend that practice?

Mr. Bunn: Yes, if it is a legitimate tactic, recognized... as an attorney, if there is a... some means that is available to use so that you do not have to use a peremptory strike--

Justice Stevens: If you... if you can get the venire person to make a mistake in his answer, then you... you get... get him off easy.

Mr. Bunn: --That's what... that's what voir dire is all about, and the defense counsel did it in many occasions--

Justice Kennedy: And suppose... suppose you have a system in which that attempt to find cause is applied much more rigorously to black prospective jurors than to white prospective jurors.

Mr. Bunn: --If it's not... the record shows that there's no difference in the views expressed by the jurors, yes.

In this case that--

Justice Kennedy: No.

The... the white jurors don't express the views at all because they're not questioned intensively, so you don't know if there's cause for them or not.

But the black jurors are questioned intensively, and you find cause or... or a... a race-neutral reason for the dismissal.

Is there a Batson violation in... in that instance?

Mr. Bunn: --No, Your Honor, not a Batson violation.

Now, whether it's evidence of... of--

Justice Kennedy: So... so you say that in any case you can question black jurors more intensively than white jurors and still succeed in excusing them if the result of that voir dire shows some race-neutral basis.

Mr. Bunn: --Your Honor, if the questioning itself results in the views that are the basis of the strike, that would present a problem.

That is not the case here, however, where the... the disparate questioning on minimum sentencing, for instance, was based on the views that were expressed.

Justice Kennedy: Suppose... suppose you have a manual of... from the district attorney's office that says all black jurors shall be questioned more intensively than white jurors.

Mr. Bunn: That would certainly be evidence that black jurors and white jurors were treated differently.

Justice Scalia: You're saying that that is not what happened here.

Mr. Bunn: Yes.

Justice Scalia: It was on the basis of the questionnaires expressing hostility to the death penalty that more intensive questioning was given to some people than to others, and that the mere fact that a larger number of those people was black is not a violation.

Mr. Bunn: Yes, Your Honor, that is correct.

Justice Scalia: So the hypothetical, assuming that you... you just have blacks and whites with no difference in... in what they... in what they had said on the questionnaire, is a hypothetical that you say does not exist in this case.

Mr. Bunn: Yes.

Justice Stevens: Yes, but you don't know what the questionnaire showed as to most of the white venire persons, do you?

Mr. Bunn: No, we don't, Your Honor.

Justice Stevens: And how many white venire persons were there?

Mr. Bunn: 48.

Justice Stevens: 48.

And how many were given this questioning?

Two?

Mr. Bunn: On the graphic script?

Justice Stevens: Yes.

Mr. Bunn: Two... three.

Justice Stevens: And so are we to assume that all 46 of the other white venire persons were as tough on the death penalty as you'd like everybody to be?

Mr. Bunn: No, Your Honor.

Justice Stevens: We just don't know about those other 46, do we?

Mr. Bunn: We do not know.

We do not--

Justice Stevens: But is it not a reasonable inference that some of them might have expressed doubt about the death penalty?

Mr. Bunn: --That is... we do not know.

There... even though we do not know--

Justice Breyer: Well, if you don't know... if you don't know, you... there's an excellent way to know.

Somebody says, you know, Mr. Prosecutor, you gave this terribly graphic script to all the black people and you really didn't give it to hardly any of the white people.

Now, it's also possible... possible... that the reason he didn't was because from the answer to their questionnaires, which we've not seen, you didn't need to.

That's possible.

But if that were the case, wouldn't he have said to the judge, Judge, that's why I did it.

I didn't ask them because I read the questionnaires.

Wouldn't that be what you would do or any prosecutor would do if that were the reason?

Mr. Bunn: --Yes, Your Honor, I would.

Justice Breyer: And did the prosecutor ever do that here?

Mr. Bunn: No, but significantly in this case, the arguments regarding disparate questioning were never raised until Federal habeas corpus proceedings.

They were not raised at trial when the jury questionnaires still existed.

Justice Breyer: Did the prosecutor not... was he there?

Mr. Bunn: No, Your Honor.

He was not--

Justice Breyer: No.

And did... was anyone there who had ever talked to the prosecutors?

Mr. Bunn: --The prosecutors were contacted during that period, but the questionnaires--

Justice Breyer: All right.

So could then--

Mr. Bunn: --no longer existed at that point.

Justice Breyer: --But couldn't you have asked the prosecutors if that was the reason?

Mr. Bunn: 20... 15 years after a case is tried--

Justice Breyer: I mean, what are we supposed to do?

I mean, what you've done is say... of course, I could think of reasons that could have been their reason, but unless there's some reason for thinking that was their reason--

Mr. Bunn: --Well, Your Honor, in this case, the... the inmate Miller-El has the burden.

He had the burden in the trial court.

He had the burden to prove purposeful discrimination, and he could have put... he did put the questionnaires of the 10 challenged jurors in the record.

He did not--

Justice Kennedy: Well, on... on that point, this is not exactly like McDonnell Douglas, Burdine where you have some prima facie case, the person was equally qualified, but was of a different gender than the one that got the job, and then the... you go back to square one.

Here, the prima facie case is immensely powerful because of the culture of discrimination in the manuals and so forth, and that... that, it seems to me, stays in this case.

Mr. Bunn: --Your Honor, this evidence, however compelling a picture it draws of past injustice, simply cannot trump the State court's finding of no purposeful discrimination.

It does not address--

Justice Souter: Well, don't we at some point have to have some reason to believe that the evidence of past practices become irrelevant?

And if we... if that is so, do we have any such evidence here?

Mr. Bunn: --There... there was evidence in the Swain hearing, and that... in fact, the cross examination by the prosecutors did indicate that practices that were in the past had been... had been vitiated, at least closer to the time of trial.

But regardless of that--

Justice Souter: These are the same two prosecutors who in other cases had been found, in effect, guilty of... of racial discrimination and the same two prosecutors who were calling for the shuffle in these cases.

Is it plausible to think that there had been this change of heart?

Mr. Bunn: --Even assuming the evidence, the historical evidence... assuming its relevance, as the Fifth Circuit did--

Justice Souter: Well, I mean, I... I am assuming it is relevant, and I am asking the question, is there a reasonable basis to think that these particular individuals, engaging in the practice that they demonstrably engaged in, had had a change in heart in this case?

Mr. Bunn: --Yes, Your Honor.

The record in this case indicates that... for instance, with the use of graphic script questioning, the... of the six... again, of the six challenged jurors, four did not receive the graphic script at the outset of voir dire.

Justice Souter: Is that why they engaged in the shuffle twice--

Mr. Bunn: Your Honor--

Justice Souter: --on... on a record that shows there were black jurors down front each time they engaged in it?

Mr. Bunn: --The record shows that of 5 weeks of voir dire, the State requested shuffles three times.

Two of those times, the defense counsel put on the record that there were a greater number of African American jurors in the front of the panel.

They--

Justice Souter: And... and that evidence was not refuted.

It was not denied, as I understand it.

Mr. Bunn: --Your Honor, there was no response from the prosecutors.

There was no objection made, no specific objection made as to... as to the State's exercise of a jury shuffle.

But in this case to ask this... what... what Miller-El is asking this Court is to assume that the only discernible trait that could have been the basis for the State's exercise of a jury shuffle is race, and that is not... that is not the case.

Justice Souter: The... I... I don't think that's his argument at all.

He is not arguing that there might not be other bases for making challenges or making peremptory strikes.

What he is saying is those challenges exist for lots and lots of jurors.

And what in fact there is is very strong circumstantial evidence that what tipped the prosecutors to make the peremptory challenges here... what he was referring to earlier in this argument as the but-for cause was racial.

He's not saying nothing else could have been involved.

He was saying race tipped it.

And it's the circumstantial evidence, among other things, that indicates that race does.

And that's the reason for my question.

Is there some reason to believe that there had been a change of heart on the issue of race so that his argument is unsound?

Mr. Bunn: Your Honor, again, Miller-El's claim of purposeful discrimination must focus on these six jurors, and in answer to your question, a review of these six jurors does show that these strikes were not based on race.

This was not the tipping--

Justice Breyer: --You think they're based, for example, on capital punishment.

But now, let me give you two of them, and this is why... this is actually why I get somewhat concerned about this.

Here is the answer of the white woman who served on the jury about capital punishment.

Could you put Miller-El to death?

Mrs. Mazza: It's difficult.

I've had 2 days to think about it, and given my religious upbringing, et cetera, going on for a few sentences, I think I could.

She serves on the jury.

Okay?

Here's Mr. Fields who is black and whom they got off.

What I think, according to the Old Testament, people were killed if they violated His law.

In its extended service, the State represents Him.

I feel the State is God's extended person.

In other words, the State represents God in today's time.

Therefore, if the State exacts death, that's what it should be.

Okay?

That's the man they feel has the qualm, and the woman I told you who was white they feel has no qualm.

Now, I look at that, and I say, you know, I mean, my goodness, it's pretty hard to see how you get yourself in that frame of mind.

Mr. Bunn: --Your Honor, the... that was not the prosecutor's argument at trial and it's... it is not our position now that--

Justice Breyer: No.

I know.

They then said that oh, you see, Mr. Fields was... is it a woman or a man?

I'm not sure.

Yes, he's a man I think.

He... he's kept off, the black man, because of his views on rehabilitation.

So I looked up what those views were, and that consists of his saying... my... my interpretation... well, I think any person, if he really believes in God, really believes in God, could be rehabilitated.

At which point the prosecutor says to him, well, suppose you came to the conclusion that Miller-El really was touched by God, could you put him to death?

Answer: Yes.

Why?

Because, well, it seems to me my job here is to follow the law.

That's the man whom they think they are... they are kicking off because of his views of possibly not applying the death penalty, and the other woman, who is white, they keep on.

Now, I think that's the whole story there.

There was also the brother who was a drug... who was the drug... you know, he had had drug convictions, but that's scarcely mentioned.

So... so I look at those two people and I think, gee, put that in context.

My goodness.

What... what's your response to that?

Mr. Bunn: --Your Honor, as to Juror Billy Jean Fields, he did not express qualms about the death penalty in general, but he did state that it was his belief that no one... no one... no matter their background or what they've done, is beyond rehabilitation.

Everyone can be rehabilitated.

And this was a view regarding rehabilitation that no one, white or black, had expressed.

It was a unique view, and in this case where jurors are asked to... to... the question, is this person going to be a continuing threat to society, is... is something that's going to go into their punishment inquiry.

And if this person is one who the prosecutor believed could tend... if there's a repentant criminal defendant on the stand who testifies, that they would tend to believe that person and answer the question no.

And... and again, this was not the only basis for the State's strike as well.

The fact that his brother had been prosecuted in Dallas County numerous times, the same prosecuting authority, contemporaneous with the trial, numerous occasions, had served time, and contrary to Miller-El's assertions, the State did question Mr. Fields on this issue during voir dire, and it was a basis for the strike.

There--

Justice Ginsburg: Ms. Bunn, before you finish, there... there are two pieces of this I hope you can give me an answer to.

The race-coding.

Is there any neutral reason for that?

And when was that stopped, if it was?

Mr. Bunn: --I... I don't... I don't have any information.

There's no information on... in the record about exercising it in other cases, and I just... I just don't know.

But the first part of the question, there could... as Mr. Waxman mentioned, there... there were other visual cues noted on the cards.

Attorneys, especially--

Justice Stevens: Is it not a fair inference that each of the cues noted on the cards was something that the prosecutors thought relevant to whether or not to challenge the juror?

And if so, is it not... does... is that not uncontradicted evidence that the race of the venire person was a factor in the decision?

Mr. Bunn: --Not necessarily.

I mean, there were other... there was other--

Justice Stevens: Well, why else would it be noted?

Mr. Bunn: --There was... just to familiarize an attorney getting ready for voir dire of an extensive number of people--

Justice Kennedy: Is... is there any--

Justice Scalia: Maybe the prosecutors didn't want to come up with an all-white jury for fear it would be challenged.

Mr. Bunn: --That's certainly--

Justice Stevens: That may be, but is it not... is it not clear that this is one of the factors that was used to decide whether or not to exercise a challenge, just as the beard and the other things that are mentioned in the... in the manual were?

Mr. Bunn: --No, Your Honor.

The fact that it was noted on the race... on the... on the juror card does... does not necessarily indicate that.

Again, it could be a cue for a... a litigant preparing for voir dire.

Justice Kennedy: --Well, were the... were the cues on the card similar to the instructions in the manual?

Mr. Bunn: There were some that could... that would correlate, but there were others that aren't noted on the juror cards--

Justice Kennedy: Can you quantify the correlation or lack of correlation for me?

Mr. Bunn: --The... for instance, occupations were... or addresses... perhaps not occupations, but I know addresses were... were noted.

There could have been other things at that point that were not noted.

There was a lot... information available at that point, whether visual or from the juror information cards.

Justice Ginsburg: I had asked you if they were still race and gender-coded.

You hadn't gotten to that part of the question.

These cards were race-coded and for other things too.

Right now in the State, do the prosecutors code cards... cards for race and gender?

Mr. Bunn: I do not know.

I do not--

Justice Ginsburg: The other question I had, are these two prosecutors the same ones who were involved in other cases where it was determined that they had used tactics that violated Batson?

Were those cases contemporaneous with Miller-El's or were they earlier in time?

Mr. Bunn: --The record indicates that Prosecutor Macaluso was involved in jury selection in the Chambers case, and that case was tried months... I believe it was late 1985 when Chambers was tried.

Justice Kennedy: Wasn't that 2 months?

Mr. Bunn: 2 months?

This was March, so it would have been probably 4 or 5 months, within a year certainly.

Justice Scalia: Is it... is it unlawful to take sex into account in jury selection?

Mr. Bunn: Yes.

Yes, Your Honor, it is.

That's certainly not alleged in this case.

The jury actually consisted of seven women.

But again, to... the... the race-coding issue... as far as whether it's exercised now, I mean, I wouldn't be particularly surprised if it were.

A conscientious litigant... it's really necessary to keep track of the race of prospective jurors, as Justice Scalia noted, to be certain that you don't run afoul of Batson.

But--

Justice Souter: Is... is that true with respect to weight and mustaches and things like that?

Mr. Bunn: --That... that doesn't--

Justice Souter: They were... they were making notations of things like that, as I understand it, and they didn't have to worry about Batson there.

But there does seem to be a correlation with the manual.

Justice Stevens: And Batson hadn't been decided yet.

Mr. Bunn: --Yes, that's true.

I was referring to Justice Ginsburg's question about the... the practice, whether it continues.

But again, regarding its use in this case, I would... I would say that it... it's not... does not necessarily lead to the conclusion that it was noted basically to treat African American venire members differently because the record actually--

Justice Souter: But I... I don't... I mean, I'd just like to go back to my question.

I don't know why else?

It's true if... if all they noted, if they had been prescient and had said, you know, Swain is going to give way to Batson and we're going to note Batson issues, you'd have an argument.

But they were noting a lot of non-Batson issues too, and the one common characteristic of the Batson issues and the non-Batson issues were they were all correlated to a manual that says keep these people off the jury.

And... and isn't that a sound train of reasoning that that's what they were trying to do?

Mr. Bunn: --Your Honor, the... the notations, though, correlate as well to simply visual cues that a litigant will use just simply to familiarize himself with the manual.

Justice Souter: The manual had said there are certain visual cues that indicate jurors you don't want on the jury.

You don't want black jurors.

You don't want women jurors.

You don't want Jewish jurors.

You don't want fat ones.

You don't want bearded ones.

And these are the things that they were noting.

Isn't the reasonable inference that that's what they were noting them for?

Mr. Bunn: Your Honor, there are other explainable reasons, there are other plausible reasons for noting those things.

But even that aside, again, we must look at these six jurors and they all expressed views unfavorable to the State.

And Miller-El has failed to identify a similarly situated white juror.

Justice Ginsburg: What about the Fifth Circuit said that comparing Rand's testimony... that that was in line with Mazza's.

The Fifth Circuit seems to recognize that those two were closely comparable.

Mr. Bunn: Justice Ginsburg, they recognized, as Justice Scalia had in his concurring opinion, that that was basically as close as it got.

But at most, Mazza acknowledged that the decision whether to impose a death sentence would be difficult, not an easy one, kind of hard, but she simultaneously stated that it was a decision that she believed that she could make.

She never questioned her ability to assess a death sentence in an appropriate case.

She merely acknowledged that it was a decision that she would not take lightly.

She also had served on another criminal jury in the last couple of years, a jury which had returned a guilty verdict.

In contrast, Rand explicitly questioned his ability to assess a death sentence in any case.

When asked whether he could impose the death penalty, he told prosecutors right now I say I can, but tomorrow I might not.

He declined to describe himself as someone who believes in the death penalty and can serve as a jury... juror and assess the death penalty if warranted, stating that he was probably in between the first two categories described by the prosecutor.

Notably, Mr. Waxman referred to the prosecutors' notes on the questionnaires.

What he didn't mention was also noted on the... by the State at... at the joint lodging, page 30, is that Juror Rand had referred to the death penalty as a touchy subject and that he had described himself as a person falling somewhere in between the two categories described by the prosecutor, the first being someone who believes in the death penalty and can assess it, the second being someone who believes in the death penalty generally but cannot personally assess it as a juror.

So the State did take note of the... of the expressions of ambivalence by Rand during his voir dire.

Juror Mazza, again, never expressed this level of ambivalence.

These are not similarly situated jurors.

And the same is true of Miller-El's attempted comparison of Rand and... and Juror Sandra Hearn.

She expressed hesitance on assessing the death penalty in a very particular circumstance, the... a first offense, and certainly this is not the case here.

On the other hand, Rand had questioned his ability to assess a death penalty in any case and, against Hearn's State-friendly views, led to a defense challenge that was overruled.

And the fact that the defense vehemently objected to her on direct appeal is further evidence that she's not similarly situated.

Under Batson, Miller-El has the ultimate burden of proving purposeful discrimination.

He has failed to satisfy that burden, and the State trial judge found that prosecutors in this case did not act with a discriminatory purpose.

As this Court acknowledged in its earlier opinion, Miller-El is not entitled to habeas relief unless he can... he can show that the State court's rejection of his Batson claim was objectively unreasonable.

He must produce clear and convincing evidence and he has failed to do that.

Justice Stevens: Thank you, Ms.... Ms. Bunn.

Mr. Waxman, you have about 3 minutes left.

Rebuttal of Seth P. Waxman

Mr. Waxman: I have just three points.

The Fifth Circuit had precisely the same record before it that this Court had and the State submitted very nearly precisely the same brief that it presented to the Fifth Circuit the time before.

Disparate questioning on the minimum punishment ploy was objected to by the defense during the voir dire and it was acknowledged.

If you look at the Batson argument, it's either Mr. Macaluso or Mr. Nelson said some of the jurors were questioned disparately, but... and they gave the explanation that it had to do with views on the death penalty.

So it was before the State courts.

Now, on the graphic script, which is the disparate questioning that Ms. Bunn has focused the Court's attention on, the State now says, okay, we can't speculate about what we don't know about the questionnaires.

Let's just look at the questionnaires that we do know about.

Justice Stevens, it is... you are quite right that that tells you nothing about the dozens of other white jurors whose questionnaires we don't have, but we don't need to indulge in that speculation in this case because what we know from the questionnaire answers that we have is that every black who expressed anything that could be called hesitation on their juror questionnaire, including just not filling in either question... answering question 56 or 58, got it.

Five whites who expressed hesitation did not.

That is Juror Mazza, Juror Hearn, Juror Duke, Ms. Girard, who testified that she didn't... who acknowledged in her voir dire that she hadn't filled out one of those questions which got similarly situated African American jurors the graphic script, and Juror Whaley who... or Venireman Whaley who testified that her questionnaire expressed great hesitation about the death penalty.

And what we also know is that the three jurors who got the graphic script, Troy Woods, the black juror; Mr. Gutierrez, the Hispanic juror; and Marie Sztybel, the only Jewish juror.

If the Court has no further questions.

Justice Stevens: The case is submitted.